Legal statements
Spofforths LLP is registered to carry on audit work in the UK and regulated for a range of investment business activities by the Institute of Chartered Accountants in England and Wales
Registered in England and Wales No.OC315867
Registered office: 9 Donnington Park, 85 Birdham Road, Chichester, West Sussex, PO20 7AJ
Spofforths Private Client Service LLP is regulated for a range of investment business activities by the Institute of Chartered Accountants in England and Wales
Registered in England and Wales No. OC342713
Registered office: 9 Donnington Park, 85 Birdham Road, Chichester, West Sussex, PO20 7AJ
A list of the names of the members of each of the above limited liability partnerships is open to inspection at their registered office.
Spofforths LLP and Spofforths Private Client Services LLP are not authorised under the Financial Services and Markets Act 2000 but are able in certain circumstances to offer a limited range of investment services to clients because they are licensed by the Institute of Chartered Accountants in England and Wales. We can provide these investment services if they are an incidental part of the professional services we have been engaged to provide.
Spofforths is the trading name of Spofforths LLP, Spofforths Private Client Services LLP and Spofforths Financial Planning Limited.
Spofforths Financial Planning Limited is authorised and regulated by the Financial Services Authority
Registered in England and Wales No.03327931
Registered office: 18 Old Mill Square, Storrington, West Sussex, RH20 4NQ
Audit information: Details of the Spofforths LLP audit registration can be viewed at www.auditregister.org.uk, under reference number C001339175. You can access the professional rules applicable to audit work as follows: Audit Regulations and Guidance can be found at www.icaew.com/auditnews International Standards on Auditing (UK and Ireland) at www.frc.org.uk/apb/publications/isa.cfm
Ethics: If a conflict of interest should arise, either between two or more of our clients, or in the provision of multiple services to a single client, we will take such steps as are necessary to deal with the conflict. In resolving the conflict, we would be guided by the Code of Ethics of The Institute of Chartered Accountants in England and Wales which can be viewed at www.icaew.com/membershandbook, section 3, sub-section 220. For all work the firm is subject to the Institute's Code of Ethics which can be found electronically at www.icaew.com/membershandbook section 3 and for audit work the APB Ethical Standards at www.frc.org.uk/apb/publications/ethical.cfm. These are both in English.
In accordance with the disclosure requirements of the Provision of Services Regulation 2009, Spofforths LLP professional indemnity insurers are Royal and Sun Alliance Insurance plc, Emerald House, 15 Landsdowne Road, Croydon, CR0 2BX and Brit Insurance Company Limited, 55 Bishopsgate, London, EC2N 3AS. The territorial coverage is worldwide excluding professional business carried out from any office in the United States of America or Canada and excludes any action for a claim brought in any court in the United States of Canada.
In accordance with the disclosure requirements of the Provision of Services Regulation 2009, Spofforths Private Client Services LLP professional indemnity insurers are Zurich Unique Insurance, P O Box 101, Southwood Crescent, Farnborough, Hants, GU14 ONJ. The territorial coverage is worldwide excluding professional business carried out from any office in the United States of America or Canada and excludes any action for a claim brought in any court in the United States of Canada.
In accordance with the disclosure requirements of the Provision of Services Regulation 2009, Spofforths Financial Planning Limited professional indemnity insurers are Zurich Unique Insurance, P O Box 101, Southwood Crescent, Farnborough, Hants, GU14 ONJ. The territorial coverage is worldwide excluding professional business carried out from any office in the United States of America or Canada and excludes any action for a claim brought in any court in the United States of Canada.
